Daniel Lewis Colman

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SME Wealth Management Limited

    FRN 1019050

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2025)
    • Responsible for Insurance Distribution (since 20 Feb 2025)
    • SMF16 Compliance Oversight (since 20 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2025)
    • SMF3 Executive Director (since 20 Feb 2025)
    • [FCA CF] Client dealing (since 20 Feb 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (20 Feb 2025 to 29 Sep 2025)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (24 Nov 2022 to 5 Jan 2024)
    • [FCA CF] Functions requiring qualifications (24 Nov 2022 to 5 Jan 2024)
    • CF30 Customer (23 Nov 2022 to 29 Feb 2024)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (23 Nov 2022 to 29 Feb 2024)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Client dealing (23 Sep 2022 to 5 Jan 2024)
    • [FCA CF] Functions requiring qualifications (23 Sep 2022 to 5 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.