Daniel Levy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Agricole Corporate and Investment Bank
FRN 124344
- [FCA CF] Client dealing (since 29 Nov 2021)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (18 Jan 2018 to 25 Mar 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (9 Nov 2009 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (11 Apr 2005 to 31 Jan 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (4 Jul 2003 to 1 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.