Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Nov 2023)
    • CF30 Customer (since 11 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 27 Jun 2022)
    • CF30 Customer (26 Jan 2022 to 27 Jun 2022)
  • Bright FS Limited (no longer approved here)

    FRN 841237

    • Employed By (26 Jan 2022 to 27 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.