Daniel Leon Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IPP Financial Services LLP (no longer approved here)

    FRN 232166

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (22 Jun 2001 to 25 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.