Daniel Joseph Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (2 Feb 2006 to 2 Feb 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (2 Feb 2006 to 2 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.