Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Mar 2026)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
    • CF30 Customer (1 Jan 2008 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (5 Aug 2004 to 26 Jul 2006)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.