Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 26 Jan 2026)
- [FCA CF] Manager of certification employee (since 26 Jan 2026)
- [FCA CF] Material risk taker (since 26 Jan 2026)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 26 Jan 2026)
- [FCA CF] Manager of certification employee (since 26 Jan 2026)
- [FCA CF] Material risk taker (since 26 Jan 2026)
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- [FCA CF] Manager of certification employee (24 Oct 2022 to 20 Jan 2026)
- [FCA CF] Proprietary trader (13 May 2021 to 20 Jan 2026)
- [FCA CF] Client dealing (25 Feb 2020 to 20 Jan 2026)
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2020)
- [FCA CF] Proprietary trader (7 Mar 2016 to 31 Jan 2020)
- CF30 Customer (15 Dec 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.