Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [PRA CF] Managing a material risk taker (22 Jan 2018 to 15 Oct 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Feb 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 16 Oct 2012)
    • CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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