Daniel John Riches

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Manager of certification employee (since 10 May 2021)
    • [FCA CF] Client dealing (since 15 Feb 2021)
    • [FCA CF] Material risk taker (2 Feb 2023 to 30 Mar 2026)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 9 Mar 2021)
    • CF30 Customer (5 Mar 2013 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Manager of certification employee (since 10 May 2021)
    • [FCA CF] Client dealing (since 15 Feb 2021)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 9 Mar 2021)
    • CF30 Customer (27 Jun 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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