Daniel John Piper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 13 Jan 2021)
    • CF30 Customer (since 13 Jan 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 28 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 28 Feb 2021)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • Piper Wealth Management LTD

    FRN 938481

    • (2)Employed By (since 13 Jan 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (6 Jan 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (10 Mar 2011 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.