Daniel John Nickols

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • [FCA CF] Material risk taker (27 Mar 2024 to 28 Jun 2024)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Material risk taker (23 Mar 2023 to 28 Jun 2024)
    • [FCA CF] Client dealing (11 Feb 2021 to 28 Jun 2024)
    • [FCA CF] Manager of certification employee (11 Feb 2021 to 28 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • CF1 Director (16 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 Dec 2001 to 31 Oct 2007)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Manager of certification employee (11 Feb 2021 to 28 Jun 2024)
    • [FCA CF] Material risk taker (11 Feb 2021 to 23 Mar 2023)
    • [FCA CF] Client dealing (11 Feb 2021 to 28 Jun 2024)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (12 Dec 2001 to 12 Dec 2001)
    • CF27 Investment Management (1 Dec 2001 to 17 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.