Daniel John Morgan

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2021)
    • CF30 Customer (since 17 Nov 2021)
  • Daniel Morgan

    FRN 957653

    • Employed By (since 17 Nov 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Sep 2021)
    • CF30 Customer (13 Oct 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 Mar 2011 to 1 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.