Daniel John Jeffreys

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Willow Financial Planning Limited

    FRN 577482

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
    • [FCA CF] Client dealing (since 1 Jun 2023)
  • SP Financial Management Limited (no longer approved here)

    FRN 171137

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2023)
    • CF30 Customer (3 Nov 2016 to 8 Dec 2019)
  • Daniel John Jeffreys (no longer approved here)

    FRN 200742

    • Employed By (12 Jun 2013 to 29 Oct 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF7 Sole Trader (AR) (4 Dec 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.