Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 31 Dec 2025)
    • CF1 Director (AR) (since 22 Dec 2025)
    • CF30 Customer (since 22 Dec 2025)
    • (3)Employed By (since 22 Dec 2025)
    • (2)Employed By (10 Feb 2025 to 18 Dec 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Feb 2025 to 18 Dec 2025)
    • CF1 Director (AR) (10 Feb 2025 to 18 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (29 Jul 2024 to 18 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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