Daniel John Guppy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • [FCA CF] Client dealing (since 17 Dec 2020)
    • [FCA CF] Manager of certification employee (since 17 Dec 2020)
    • CF30 Customer (5 Jul 2012 to 8 Dec 2019)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 17 Dec 2020)
    • [FCA CF] Manager of certification employee (since 17 Dec 2020)
    • CF30 Customer (16 Jun 2008 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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