Daniel John Francis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daniel Francis

    FRN 1010752

    • Employed By (since 26 Mar 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Nov 2018)
  • AFL Financial Strategies Ltd (no longer approved here)

    FRN 564343

    • Employed By (6 Feb 2020 to 26 Jul 2024)
  • Blackwater Wealth Management Ltd (no longer approved here)

    FRN 592611

    • Employed By (21 Nov 2018 to 13 Feb 2020)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (17 Jul 2017 to 29 Oct 2018)
  • CITY AND TRUST FINANCE LIMITED (no longer approved here)

    FRN 133462

    • CF30 Customer (9 Sep 2015 to 14 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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