Daniel John Fildes Dando

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westminster Wealth Management LLP

    FRN 490519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (18 Nov 2013 to 19 Jun 2019)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (1 Oct 2013 to 19 Jun 2019)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (2 Apr 2013 to 23 Sep 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (18 Mar 2013 to 23 Sep 2013)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (18 Mar 2013 to 19 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.