Daniel John Dempsey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.