Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2024 to 1 Nov 2024)
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- [FCA CF] Client dealing (21 Sep 2022 to 31 Mar 2024)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (8 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 May 2012 to 13 Jun 2014)
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- CF30 Customer (18 Aug 2011 to 11 Apr 2012)
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- CF30 Customer (14 Apr 2008 to 20 May 2010)
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- CF30 Customer (1 Nov 2007 to 31 Jan 2008)
- CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.