Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ONE FINANCIAL GROUP LTD
FRN 954693
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 27 Jun 2022)
- Responsibility for MCD Intermediation (since 3 May 2022)
- Responsible for Insurance Distribution (since 3 May 2022)
- SMF16 Compliance Oversight (since 3 May 2022)
- SMF3 Executive Director (since 3 May 2022)
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- Appointed representative dealing with clients for which they require qualification (14 Mar 2021 to 1 Aug 2022)
- CF1 Director (AR) (29 Jul 2019 to 1 Aug 2022)
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- CF1 Director (7 Jun 2019 to 29 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.