Daniel John Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Jan 2017)
    • CF30 Customer (since 9 Jan 2017)
  • Clarke Financial Consulting Ltd

    FRN 768582

    • Employed By (since 9 Jan 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (26 Jul 2010 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 13 Apr 2010)
    • CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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