Daniel James Wearden

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fernleigh Wearden & Company Ltd

    FRN 929372

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 12 Mar 2025)
    • [FCA CF] Client dealing (since 1 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (29 Jan 2020 to 28 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.