Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Manager of certification employee (since 30 May 2023)
- [FCA CF] Client dealing (since 11 Jul 2022)
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- [FCA CF] Client dealing (21 Apr 2020 to 11 Jul 2022)
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- CF4 Partner (6 Sep 2013 to 11 Oct 2019)
- CF30 Customer (27 Aug 2013 to 11 Oct 2019)
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- CF30 Customer (1 Nov 2007 to 9 May 2013)
- CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.