Daniel James Gorton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF4 Partner (AR) (since 7 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Sep 2016)
  • DJ and AM Gorton

    FRN 991210

    • (2)Employed By (since 7 Feb 2023)
  • Stow Wealth Management Ltd (no longer approved here)

    FRN 468416

    • (6)Employed By (19 Apr 2018 to 17 Apr 2023)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (21 May 2010 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Stow Wealth Management Ltd

  2. controlled function added: (6)Employed By at Stow Wealth Management Ltd