Daniel James Efford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Apr 2023)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Manager of certification employee (20 Jan 2025 to 10 Jul 2025)
    • [FCA CF] Client dealing (28 Sep 2017 to 23 Jan 2018)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Apr 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Aug 2021 to 18 Jul 2022)
    • [FCA CF] Material risk taker (4 Aug 2021 to 18 Jul 2022)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (4 Aug 2021 to 18 Jul 2022)
    • [FCA CF] Material risk taker (4 Aug 2021 to 18 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.