Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 6 Nov 2023)
- [FCA CF] Manager of certification employee (since 6 Nov 2023)
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- [FCA CF] Manager of certification employee (15 Jul 2019 to 17 Apr 2023)
- [FCA CF] Client dealing (23 Oct 2018 to 17 Apr 2023)
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- CF30 Customer (13 Jul 2016 to 18 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.