Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (11 Sep 2015 to 29 Jan 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Sep 2009 to 22 May 2015)
    • CF21 Investment Adviser (30 Nov 2002 to 25 Jun 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Aug 2009)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Aug 2009)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.