Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 27 Nov 2024)
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- [FCA CF] Significant management (8 Oct 2018 to 1 Jun 2019)
- [FCA CF] Material risk taker (31 Oct 2016 to 9 Sep 2022)
- [PRA CF] Significant risk taker or Material risk taker (31 Oct 2016 to 9 Sep 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Aug 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Sep 2022)
- CF30 Customer (29 Jan 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.