Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 19 Sep 2024)
    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 6 Feb 2024)
    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Significant management (26 Feb 2021 to 17 Nov 2023)
    • SMF3 Executive Director (26 Mar 2020 to 18 Sep 2024)
    • CF30 Customer (15 Mar 2010 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 6 Feb 2024)
    • SMF3 Executive Director (since 26 Mar 2020)
    • [FCA CF] Significant management (26 Feb 2021 to 17 Nov 2023)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.