Daniel Grieves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
    • [FCA CF] Client dealing (since 10 Feb 2021)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
  • Heritage Financial Partners Limited (no longer approved here)

    FRN 200389

    • (43)Employed By (23 Apr 1999 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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