Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (15 Apr 2025 to 16 Apr 2025)
- [FCA CF] Manager of certification employee (6 Jan 2025 to 10 Apr 2025)
- [PRA CF] Managing a material risk taker (19 Dec 2024 to 22 Jan 2026)
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HSBC Bank Plc
FRN 114216
- SMF18 Other Overall Responsibility (since 10 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (15 Apr 2025 to 16 Apr 2025)
- [FCA CF] Manager of certification employee (6 Jan 2025 to 10 Apr 2025)
- [PRA CF] Managing a material risk taker (19 Dec 2024 to 22 Jan 2026)
- [FCA CF] Client dealing (28 Nov 2024 to 10 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.