Daniel Goodman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Manager of certification employee (1 Aug 2023 to 18 Jun 2025)
    • [FCA CF] Client dealing (10 Jun 2022 to 18 Jun 2025)
    • [FCA CF] Material risk taker (10 Jun 2022 to 28 Feb 2023)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Manager of certification employee (1 Aug 2023 to 18 Jun 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (27 Aug 2019 to 5 Jun 2022)
    • [FCA CF] Client dealing (24 Jul 2018 to 5 Jun 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (27 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.