Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 4 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2025)
- [FCA CF] Manager of certification employee (7 Aug 2019 to 6 May 2021)
- [FCA CF] Client dealing (16 Nov 2016 to 15 Aug 2018)
- [PRA CF] Significant risk taker or Material risk taker (2 May 2016 to 8 Aug 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2025)
- [FCA CF] Significant management (since 4 Nov 2025)
- [FCA CF] Manager of certification employee (since 23 Aug 2018)
- [FCA CF] Client dealing (4 Dec 2020 to 10 Dec 2025)
- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2018 to 8 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.