Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2023)
    • CF30 Customer (31 Jan 2011 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.