Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Client dealing (15 Apr 2019 to 8 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (5 Oct 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Client dealing (15 Apr 2019 to 8 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (5 Oct 2004 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
    • [FCA CF] Client dealing (15 Apr 2019 to 8 Aug 2022)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (27 Sep 2017 to 9 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.