Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 8 Aug 2022)
- [FCA CF] Client dealing (15 Apr 2019 to 8 Aug 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (5 Oct 2004 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 8 Aug 2022)
- [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
- [FCA CF] Client dealing (15 Apr 2019 to 8 Aug 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (5 Oct 2004 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (17 Sep 2021 to 8 Aug 2022)
- [FCA CF] Material risk taker (17 Sep 2021 to 8 Aug 2022)
- [FCA CF] Client dealing (15 Apr 2019 to 8 Aug 2022)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (27 Sep 2017 to 9 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.