Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (18 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (11 Feb 2010 to 17 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.