Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 14 Jun 2022)
    • [FCA CF] Client dealing (since 2 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2020)
    • CF30 Customer (since 17 Dec 2019)
    • Employed By (since 17 Dec 2019)
    • Employed By (6 Mar 2019 to 13 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (6 Mar 2019 to 13 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.