Daniel George Lockwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 12 Oct 2022)
- [FCA CF] Algorithmic trading (26 Jun 2023 to 27 Jun 2023)
BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
- CF30 Customer (10 Feb 2017 to 8 Dec 2019)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (8 Jul 2015 to 6 Jul 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (3 Jun 2003 to 12 Sep 2003)
- CF26 Customer Trading (1 Dec 2001 to 9 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.