Daniel George Hines

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northern Trust Securities LLP
FRN 465131
- [FCA CF] Manager of certification employee (since 8 Aug 2024)
- [FCA CF] Client dealing (since 1 Mar 2020)
- CF30 Customer (26 Apr 2018 to 8 Dec 2019)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (14 Dec 2009 to 3 Jan 2018)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (6 Jul 2009 to 5 Oct 2009)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF27 Investment Management (8 Nov 2005 to 31 Oct 2007)
- CF26 Customer Trading (8 Dec 2003 to 8 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.