Daniel Gardner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (7 Jul 2021 to 31 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Jul 2020 to 14 Oct 2021)
    • [FCA CF] Client dealing (7 Jul 2020 to 14 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Apr 2005 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Material risk taker (7 Jul 2021 to 31 Jul 2022)
    • [FCA CF] Client dealing (7 Jul 2020 to 14 Oct 2021)
    • [FCA CF] Manager of certification employee (7 Jul 2020 to 14 Oct 2021)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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