Daniel Frazier Waterman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capstan Capital Partners LLP
FRN 501275
- SMF27 Partner (since 28 Mar 2025)
- [FCA CF] Client dealing (since 20 Jun 2024)
Varramore Partners Limited (no longer approved here)
FRN 917829
- CF4 Partner (AR) (24 Mar 2021 to 7 Apr 2022)
- CF30 Customer (24 Mar 2021 to 7 Apr 2022)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (21 Oct 2010 to 26 Aug 2014)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- CF30 Customer (21 Sep 2009 to 11 May 2010)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (1 Nov 2007 to 30 Apr 2008)
- CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.