Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 10 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2025)
  • EAST ANGLIAN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 605096

    • [FCA CF] Functions requiring qualifications (5 Aug 2021 to 25 Apr 2022)
    • [FCA CF] Client dealing (5 Aug 2021 to 25 Apr 2022)
  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)

    FRN 146449

    • [FCA CF] Client dealing (16 Jul 2021 to 12 Sep 2025)
    • [FCA CF] Functions requiring qualifications (16 Jul 2021 to 12 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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