Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 12 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
    • [FCA CF] Manager of certification employee (since 12 Feb 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF27 Investment Management (8 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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