Daniel Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP

    FRN 538762

    • 16. Safeguarding and administering investments or holding client money
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • [FCA CF] Client dealing (19 Jul 2021 to 22 Mar 2024)
    • [FCA CF] Functions requiring qualifications (19 Jul 2021 to 22 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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