Daniel Eduardo Pinto

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 22 Aug 2023)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 7 Mar 2016)
    • SMF1 Chief Executive (7 Mar 2016 to 18 Dec 2017)
    • CF3 Chief Executive (2 Jun 2010 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (20 Sep 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF3 Executive Director (20 Sep 2016 to 23 Mar 2018)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 18 Dec 2017)
    • CF3 Chief Executive (21 Jan 2013 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (11 Jul 2013 to 6 Mar 2016)
    • CF1 Director (24 Jun 2003 to 24 Feb 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jun 2003 to 24 Feb 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2004)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF1 Director (11 Jun 2008 to 5 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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