Daniel David Haines

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lewis Financial Planning & Wealth Management Ltd
FRN 973886
- (1)Employed By (since 17 Apr 2025)
Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 18 Dec 2023)
- CF30 Customer (since 7 Nov 2023)
Yellow Brick Mortgages Ltd (no longer approved here)
FRN 798206
- Employed By (17 Apr 2025 to 22 Jan 2026)
The Steve Williams Practice Limited (no longer approved here)
FRN 216487
- (6)Employed By (7 Nov 2023 to 17 Apr 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.