Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Northern Trust Global Investments Limited
FRN 191916
- SMF18 Other Overall Responsibility (since 11 Dec 2021)
- [FCA CF] Client dealing (1 Mar 2021 to 28 Feb 2022)
- [FCA CF] Manager of certification employee (1 Mar 2020 to 28 Feb 2022)
- [FCA CF] Material risk taker (1 Mar 2020 to 28 Feb 2022)
- [FCA CF] Significant management (1 Mar 2020 to 28 Feb 2022)
- CF30 Customer (28 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.