Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 4 Jul 2019)
- [FCA CF] Manager of certification employee (since 7 Oct 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (3 Oct 2011 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 4 Jul 2019)
- [FCA CF] Manager of certification employee (since 7 Oct 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (3 Oct 2011 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (19 May 2022 to 9 Feb 2023)
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- [FCA CF] Material risk taker (4 Jul 2019 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (18 Jun 2018 to 4 Jul 2022)
- [FCA CF] Client dealing (8 Mar 2018 to 4 Jul 2022)
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- CF30 Customer (11 May 2009 to 6 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.