Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DOUGLAS STEERS & COMPANY LIMITED
FRN 705132
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
- [FCA CF] Client dealing (since 24 Jun 2025)
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- [FCA CF] Manager of certification employee (15 Jan 2024 to 5 May 2025)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.