Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
    • [FCA CF] Client dealing (since 24 Jun 2025)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Manager of certification employee (15 Jan 2024 to 5 May 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.