Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 8 May 2024)
    • [FCA CF] Functions requiring qualifications (since 8 May 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 30 Jun 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 31 Jul 2019)
    • [FCA CF] Functions requiring qualifications (28 Jun 2018 to 31 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.